20150929085904

Kenneth A. Kim      教授

部门:经济与金融系

电子邮箱: kennethakim@gmail.com

办公室电话: +86-21-65988455

简历:点击下载简历

 

 教育背景

1992.9-1997.5    金融博士学位,商学院,美国罗德岛州大学

1990.9-1992.6MBA,商学院,底特律大学

1986.9-1990.5经济硕士学位,美国密歇根大学安娜堡分校

 

研究领域

公司财务、公司治理、资本市场、行为金融学、国际金融、中国

 

主要学术工作经历

2015.9 —目前,经济管理学院,同济大学教授

2011.9 — 2015.9,商学院,中国人民大学教授

2002.9 — 20011.9,管理学院,美国纽约州立大学布法罗分校副教授(2007.9-2011.9),助理教授(2002.9-2007.9

1997.9 — 2002.9,商学院,威斯康星密尔沃基大学,助理教授

 

海外行业经验

2006目前,EQIS资本,首席金融分析师(2014.3-至今),商业及投资顾问委员会成员(2006-2014

2015.9 —目前,福布斯、贡献者(双周刊)

2006— 2009,证券诉讼和咨询公司,特别顾问

2005— 2006Nexus顾问

2003 — 2004,特许金融分析师协会(前身为AIMR),顾问

2002.5,东南亚央行顾问

2001— 2004,吉隆坡股票交易所,学术顾问

2002— 2002,美国威斯康星大学的信用社主任

1998.6 — 1999.6,经济分析,美国证券交易委员会,高级金融经济学家办公室

1992— 1995,太平洋盆地资本市场(PACAP)研究中心,协调和研究助理

 

学术董事职务

2012—2015,美韩金融协会 (KAFA),董事

2009—2012,东部金融协会 (EFA),董事     

 

其他学术任命                                                                                                                                  

2011.4,香港大学法学院,企业法学者兴趣小组(CoSIG),访问学者

2009.1 — 2009.5,商学院,韦恩州立大学,客座副教授

2007.1 — 2007.5,商学院,密歇根大学安娜堡分校,客座助理教授

2002.7,东京大学日本经济国际研究中心(CIRJE),访问学者

2002.6,会计学院,香港理工大学,访问学者

2015.9 — 2015.12,凯斯西储大学,助理

2006— 2013,新加坡管理研究所,助理

2013.3,上海交通大学(SAIF),助理

2011.7-2010.7,上海交通大学(安泰),助理

2009.5,人民大学,助理

2009.5,南京大学,助理

2002.4,圣玛丽亚大学,厄瓜多尔,助理

2001.6,亚洲科技大学,泰国,助理

2000.6,韩国延世大学,助理

1998.9 — 1998.12,乔治城大学,助理

1994— 1996,罗得岛大学,讲师

 

编辑任命

2015目前,Journal of Financial Research,副主编

2015目前,Finance Research Letters,副主编

2014目前,Journal of Corporate Finance,特设副主编

2013 —目前,中国企业研究前沿,编委会成员

2013 —目前,Journal of Behavioral and Experimental Finance,编委会成员

2003 —目前,Sasin Journal of Management,编委会成员

2010 — 2014North Korean Review,编委会成员

2000 — 2009Multinational Business Review,编委会成员

2004— 2007Journal of International Business Studies,编委会成员

2013-2014Journal of Corporate Finance,中国金融管理特刊合作编辑

2012-2013Journal of Multinational Financial Management,中国财务管理特刊合作编辑

 

研究论文

“Price limit performance: Evidence from the Tokyo Stock Exchange,” 1997, with S.G. Rhee, Journal of Finance 52, 885–901.

“The effect of economic regimes on the relation between the term structure and real activity in Japan,” 1997, with P. Limpaphayom, Journal of Economics and Business 49, 379–392.

“A test of the two–tier corporate governance structure: The case of Japanese keiretsu,” 1998, with P. Limpaphayom, Journal of Financial Research 21, 37–51.

“Taxes and firm size in Pacific–Basin emerging economies,” 1998, with P. Limpaphayom, Journal of International Accounting, Auditing & Taxation 7, 47–68.

“Characteristics of stocks that frequently hit price limits: Empirical evidence from Taiwan and Thailand,” 2000, with P. Limpaphayom, Journal of Financial Markets 3, 315–332.

“Price limits and stock market volatility,” 2001, Economics Letters 71, 131–136.

“Is managerial equity ownership an alternative governance mechanism for Japanese firms?” 2001, with S.P. Ferris and P. Kitsabunnarat, Advances in Financial Economics 6, 39–63.

“Initial margin requirements, volatility, and the individual investor: Insights from Japan,” 2002, with H.R. Oppenheimer, Financial Review 37, 1–16.

“The costs (and benefits?) of diversified business groups: The case of Korean chaebols,” 2003, with S.P. Ferris and P. Kitsabunnarat, Journal of Banking and Finance 27, 275–297.

“Bank stock returns, interest rate changes, and the regulatory environment: New insights from Japan,” 2003, with J.P. Broussard and P. Limpaphayom, in: J.J. Choi and T. Hiraki (Eds.), The Japanese Finance: Corporate Finance and Capital Markets in Changing Japan, pp. 283–306, North–Holland, Amsterdam.

“The puzzling increase in the underpricing of seasoned equity offerings,” 2004, with H-H Shin, Financial Review 39, 343–365.

“Ownership and operating performance in an emerging market: Evidence from Thai IPO firms,” 2004, with P. Kitsabunnarat and J.R. Nofsinger, Journal of Corporate Finance 10, 355–381.

“Japanese securities firms, business corporations, and financial institutions: A comparison of their investing behavior,” 2004, with J.R. Nofsinger, in: J.P.H. Fan, J. Teranishi, and M. Hanazaki (Eds.), Designing Financial Systems in East Asia and Japan, pp. 112–120, Routledge Publishers, U.K.

“A note on price limit performance: The case of illiquid stocks,” 2005, with G-M Chen and O.M. Rui, Pacific–Basin Finance Journal 13, 81–92.

“Institutional herding, business groups, and economic regimes: Evidence from Japan,” 2005, with J.R. Nofsinger, Journal of Business 78, 213–242.

“Price limit performance: Evidence from transactions data and the limit order book,” 2005, with S-H Chan and S.G. Rhee, Journal of Empirical Finance 12, 269–290.

“Liquidity and quote clustering in a market with multiple tick sizes,” 2005, K.H. Chung and P. Kitsabunnarat, Journal of Financial Research 28, 177–195.

“Trading performance, disposition effect, overconfidence, representativeness bias, and experience of emerging market investors,” 2007, with G-M Chen, J.R. Nofsinger, and O.M. Rui, Journal of Behavioral Decision Making 20, 425-451.

“Large shareholder monitoring and regulation: The Japanese banking experience,” 2007, with S-H Lee and S.G. Rhee, Journal of Economics and Business 59, 466-486.

“Behavior of Japanese individual investors during bull and bear markets,” 2007, with J.R. Nofsinger, Journal of Behavioral Finance 8, 138-153.

“Managerial power in the design of executive compensation: Evidence from Japan,” 2007, with S.P. Ferris, P. Kitsabunnarat, and T. Nishikawa, Advances in Financial Economics 12, 3-26.

“Large shareholders, board independence, and minority shareholder rights: Evidence from Europe,” 2007, with P. Kitsabunnarat and J.R. Nofsinger, Journal of Corporate Finance 13, 859-880.

“Behavioral finance in Asia,” 2008, with J.R. Nofsinger, Pacific–Basin Finance Journal 16, 1-7. “A test of the representativeness bias effect on stock prices: A study of Super Bowl commercial likeability,” 2009, with C. Chang and J. Jiang, Economics Letters 103, 49-51.

“The effect of cross-listing on corporate governance: A review of the international evidence,” 2009, with S.P. Ferris and G. Noronha, Corporate Governance: An International Review 17, 338-352.

“On the relation between intellectual collaboration and intellectual output: Evidence from the finance academe,” 2009, with K.H. Chung and R.A.K. Cox, Quarterly Review of Economics and Finance 49, 893-916.

“On the predictability of Chinese stock returns,” 2010, with X. Chen, T. Yao, and T. Yu, Pacific–Basin Finance Journal 18, 403-425.

“Why do price limits exist in stock markets? A manipulation–based explanation,” 2010, with J. Park, European Financial Management 16, 296-318.

“Reaching for the stars: The appointments of celebrities to corporate boards,” 2011, with S.P. Ferris, T. Nishikawa, and E. Unlu, International Review of Economics 58, 337-358.

The effects of bank relations on stock repurchase decisions: Evidence from Japan,” 2011, with J-K Kang, P. Kitsabunnarat, and T. Nishikawa, Journal of Financial Intermediation 20, 94-116.

“The effects of R&D expenditures on bondholders,” 2012, with Z. Jiang and C. Shen, Advances in Financial Economics 15, 127-148.

“Appointments of outsiders as CEOs, state-owned enterprises, and firm performance: Evidence from China,” 2013, with F. Jiang and J. Huang, Pacific–Basin Finance Journal 23, 49-64.

“Financial management in China,” 2013, with Z. Jiang, Journal of Multinational Financial Management 23, 125-133.

The increase in CEO pay after large investments: Is it purely rent extraction?” 2013, with Z. Jiang and Y. Zhang, Advances in Financial Economics 16, 1-42.

“Reevaluating price limit effectiveness,” 2013, with H. Liu and J.J. Yang, Journal of Financial Research36, 493-518.

“Share repurchases, catering, and dividend substitution,” 2013, with Z. Jiang, E. Lie, and S. Yang, Journal of Corporate Finance 21, 36-50.

“The effects of corporate bailout on firm performance: International evidence,” 2014, with Z. Jiang and H. Zhang, Journal of Banking and Finance 43, 78-96.

“Corporate governance in China: A modern perspective,” 2015, with F. Jiang, Journal of Corporate Finance 32, 190-216.

“Family-firms risk-taking: Does religion matter?” 2015, with F. Jiang, Z. Jiang, and M. Zhang, Journal of Corporate Finance, forthcoming.

“Product market competition and corporate investment,” 2015, with F. Jiang, J.R. Nofsinger, and B. Zhu, Journal of Corporate Finance, forthcoming.